Division: IGM-CPL
Location: Winnipeg
IGM Financial Inc. is one of Canada's leading diversified wealth and asset management companies with approximately $271 billion in total assets under managements. The company provides a broad range of financial planning and investment management services to help more than two million Canadians meet their financial goals. Its activities are carried out principally through IG Wealth Management and Mackenzie Investments.
Under IGM Financial's unique business model based on leading brands and multi-channel distribution strategy, we’re IG Wealth Management. For over 90 years of business, we have grown to become one of the largest most respected companies in Canada. We are a leader in providing the best advice, experience and outcomes for our clients, personalized throughout their lifetime.
At IG Wealth Management, our vision is to inspire financial confidence.
This is your opportunity to build a career with a leading organization where you can learn, grow and thrive both professionally and personally. We are proud to be recognized as one of Canada’s Top Employers by Mediacorp Canada Inc. for empowering our employees with the tools to thrive while working remotely, while also providing resources to ensure physical and mental wellness were put front and center.
You will join a team that believes our success starts with the success of our clients, while working together as a team to realize our greatest potential. You will join a team that strives towards excellence while developing and sharing skills and knowledge. You can make a difference for our clients, the world around us and be part of a team that cares. We are dedicated to offering a hybrid work environment when applicable.
IG Wealth Management is a diverse workplace committed to doing business inclusively - this starts with having a representative workforce! We encourage applications from all qualified candidates that represent the diversity present across Canada – including racialized persons, women, Indigenous persons, persons with disabilities, 2SLGBTQIA+ community, gender diverse and neurodiverse individuals, as well as all who may contribute to the further diversification of ideas.
Position Summary:
The Senior Manager, Enterprise Compliance will be responsible for managing various aspects of IGM’s Enterprise Compliance programs.
Reporting to the Director, Enterprise Compliance, the Senior Manager, Enterprise Compliance is responsible for the management and execution of the privacy program, and supporting other Enterprise Compliance programs as needed, including unclaimed property, CASL and/or code of conduct.
The Senior Manager, Enterprise Compliance provides support and guidance business units in respect of regulatory and policy requirements and updates.
Responsibilities:
Develop and maintain strong expertise in federal and provincial privacy regulations and best practices, providing guidance to business units as needed.
Proactively monitor, analyze and respond to privacy and other regulatory changes and industry developments impacting IGM’s business units.
Maintain and update Enterprise Compliance frameworks, policies and procedures, with a primary focus on privacy.
Manage and perform complex privacy impact assessments (PIAs), and provide expert guidance to business units, and Enterprise Compliance team members in respect of PIAs.
Collaborate with stakeholders across the organization to support the development common policies, practices and approaches, where applicable.
Drive and support continuous improvement of Enterprise Compliance programs, proactively identifying and responding to regulatory and operational risks.
Manage and lead the resolution priority privacy matters and other regulatory inquiries from the business units, ensuring timely and effective solutions.
Oversee the preparation of monthly and quarterly reporting and presentation materials used for internal oversight and board committees.
Develop and review training and communications to keep business stakeholders informed on privacy and other regulatory and policy matters as needed.
Represent Enterprise Compliance as a subject matter expert on cross-functional projects initiated by stakeholders across the organization.
Consult and liaise with regulators, industry groups and external parties as required.
Support the Director, Enterprise Compliance on various matters and collaborate with and support other Enterprise Compliance team members to effectively execute on key functions.
Experience/Skills/Education:
Post-secondary education in a relevant discipline or equivalent work experience.
Minimum 6-8 years of financial services or mutual fund experience, most recently in a compliance, or related role, with privacy experience preferred.
Knowledge of federal and provincial privacy regulations, CASL, and securities legislation and/or CIRO rules.
Completion of Canadian Securities Course (CSC) or Canadian Investment Funds Course (IFIC) or comparable course preferred.
Strong written and oral communication skills, with the ability to communicate effectively to individuals at all levels within the organization, as well as legal counsel, auditors and regulators.
Strong research, analytical, and critical thinking skills, with attention to detail.
Strong organizational and time management skills with the ability to respond to multiple demands and prioritize work activities within required deadlines.
Ability to work independently with little supervision or guidance.
Proficiency with Microsoft applications such as Word, Excel and PowerPoint.
Bilingualism in English and French is an asset.
Please visit our career page by clicking on the following link: https://www.ig.ca/en/careers
We thank all applicants for their interest in IG Wealth Management; however only those candidates selected for an interview will be contacted.
IG Wealth Management is an accessible employer committed to providing a barrier free recruitment experience. If you require an accommodation or this information in an alternate format at any stage of the recruitment process, please reach out to the Talent Acquisition team who will work with you to meet your needs.
Please apply by March 14, 2025.
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