Key responsibilities:-
· Conduct compliance reviews and audits for conveyancing firms, with emphasis on Regulation 21 AML audits and related AML policies, controls, and procedures.
· Prepare detailed written reports highlighting audit findings, risks, and clear recommendations for improvement.
· Remain up to date with regulatory developments relevant to the conveyancing sector, including AML regulations, SRA Standards and Regulations, CLC Codes, and wider legal compliance changes.
· Support conveyancers in assessing compliance and operational risks, helping them design and implement effective risk-management frameworks.
· Work collaboratively with colleagues to maintain strong client relationships and deliver exceptional service outcomes.
· Provide compliance insights to support sales and proposition teams, including presenting and advising on Legal Eye’s compliance and audit services.
· Contribute to team projects and undertake additional compliance-related duties as required to support the delivery of Legal Eye’s services.
Knowledge and skills:-
· 3+ years’ experience in legal sector risk and compliance (experience with conveyancing compliance preferred but not essential).
· Strong understanding of the Money Laundering Regulations, SRA Standards and Regulations, and CLC Code of Conduct.
· Working knowledge of Lexcel and CQS accreditation frameworks.
· Excellent written and verbal communication skills, with the ability to present clearly and confidently.
· Strong analytical and problem-solving abilities, with attention to detail.
· Highly organised, able to manage competing priorities and work independently.
Key attributes:-
· Genuine enthusiasm for compliance and supporting clients.
· A team-oriented mindset with a collaborative approach.
· Strong presentation and client-facing skills.
· High level of organisation, with the ability to work autonomously and proactively.