K

Compliance Banking Specialist- FCA Expert

KC Recruitment
Full-time
On-site
London, City of London, United Kingdom

 

Compliance Banking Specialist- FCA Expert

London - City

Excellent Salary, Generous package and benefits and prospects

Cybercrime, Financial Fraud, Sanctions and white-collar criminality is on the rise and a worrying part of International Finance.  

Banks are more virulent than ever to detect and avoid these fraudulent issues.

This position as a senior figure head in the Anti Money laundering, fraud and compliance departments will offer ongoing challenges and keep you at the forefront of developments and changes in the industry.

You will you take a senior role within the team for daily compliance operations, with an emphasis on the legal aspects required and ever changing FCA and PRA rules

Duties:

  • Follow the compliance monitoring processes for daily reviews.
  • Produce reports to show areas for improvement and development.
  • Ongoing monitoring of areas such as MiFID, EMIR PRA, and FCA books
  • Review operational procedures and improve manuals.
  • Look at the Compliance plans and check on performance and coverage.
  • Advise the business Units on requirements and changes these can be in many departments including Corporate Banking, Client Services, Treasury, Loans
  • Continual risk framework maintenance


Requirements

Candidate requirements:

  • A minimum of 5 years within a banking or institution compliance function
  • Strategic knowledge with an adaptation to change.
  • In-depth knowledge of PRA and FCA requirements and regulatory control
  • Ideally you will be working or will have worked at an External Regulatory Body and want to move to an end user client.
  • Understand areas such as Payment PSD2, Market abuse, look back of transactions, SCV File enhancements
  • This is a permanent job

 



Benefits

Excellent base salary to reflect the seniority of this position
Corporate Banking benefits and bonuses to vastly increase the overall package