Compliance and Risk Analyst

Essential Duties and Responsibilities:

• Ensure strict adherence to internal policies, procedures, and controls; update checklists and job aids as needed.
• Conduct ongoing AML/KYC reviews and ensure compliance with our partners regulatory requirements.
• Compile, maintain, and analyze compliance documentation, data, and reports for management.
• Test and audit compliance procedures, identify discrepancies, and recommend improvements.
• Respond promptly to compliance inquiries and assist with rule interpretation.
• Supports ongoing business requirements and evaluates adequacy of policies, procedures, and training.
• Assess and document compliance program risks and controls; prepare status reports for management.
• Review and manage documentation, contracts, and processes for compliance.
• Proactively identify, analyze, and mitigate operational, financial, reputational, and regulatory risks.
• Monitor regulatory developments and industry trends; update policies and communicate changes.
• Develop and deliver compliance and risk management training to staff.
• Collaborate with credit, operations, and other teams to manage risks.
• Investigate compliance breaches and risk incidents; document findings and recommend corrective actions.
• Support validation, stress testing, and scenario analysis of credit and risk models (as and when needed).
• Assess ESG risks, verify client ESG data, and request third-party certifications as needed.
• Ensure compliance with privacy laws and data protection regulations.

Leadership Competencies:

Results Oriented

Two-way Communication

Building Relationships

Critical Thinking and Decision Making

Adaptability and Change Leadership

Technical/Functional Expertise

Education / Experience Requirements:

• College degree or equivalent.
• 2–4 years’ experience in a related field.
• Excellent interpersonal, verbal, and written communication skills.
• Strong organizational, analytical, and problem-solving skills.
• High attention to detail and accuracy.
• Proficient in Microsoft Word, Excel, PowerPoint, SharePoint; ability to learn new software.
• Team player with ability to work independently.

Salary Range $55,000 to $72,000